LPLA
LPL Financial Holdings Inc.
OpenVolumeMkt capP/EEPSDiv yield
Day – 52-wk –
Expected move
InputsNext report
Last report
Largest filed tie
13F top-10 QoQ
Top fund weight
LPL Financial has 7 disclosed suppliers and 11 disclosed customers in SEC filings.
Sentence10.32 Consulting Agreement, dated July 2, 2025, between Althea Brown and LPL Financial LLC (incorporated by reference to the Form 8-K filed on July 3, 2025, File No. 001-34963).
LPLA 10-Kaccession 0001628280-26-010705
SentenceLPL Financial is a clearing broker-dealer registered with the SEC, a member of the Financial Industry Regulatory Authority ("FINRA") and a participant in various clearing organizations including the Depository Trust Company, the National Securities Clearing Corporation and the Options Clearing Corporation.
LPLA 10-Kaccession 0001628280-26-010705
SentenceLPL Financial is a clearing broker-dealer registered with the SEC, a member of the Financial Industry Regulatory Authority ("FINRA") and a participant in various clearing organizations including the Depository Trust Company, the National Securities Clearing Corporation and the Options Clearing Corporation.
LPLA 10-Kaccession 0001628280-26-010705
SentenceLPL Financial is a clearing broker-dealer registered with the SEC, a member of the Financial Industry Regulatory Authority ("FINRA") and a participant in various clearing organizations including the Depository Trust Company, the National Securities Clearing Corporation and the Options Clearing Corporation.
LPLA 10-Kaccession 0001628280-26-010705
SentenceFor example, we have an agreement with Refinitiv US LLC ("BETAHost"), under which it provides us key operational support, including data processing services for securities transactions and back office processing support.
LPLA 10-Kaccession 0001628280-26-010705
SentencePTC also provides Individual Retirement Account ("IRA") custodial services for LPL Financial.
LPLA 10-Kaccession 0001628280-26-010705
SentenceSimilarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.
Sentence
We offer our customers retail investment products through LPL Financial.
SentenceThe Bank has an agreement with LPL and its affiliates and their insurance subsidiary, LPL Insurance Associates, Inc., to offer the sale of mutual fund shares, unit investment trust shares, general securities, fixed and variable annuities and life insurance.
SentenceSimilarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.
SentenceSimilarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.
SentenceThe Company, through Wye Financial Partners, a division of the Bank, offers full-service investment, insurance and financial planning services through a third-party broker/dealer, LPL Financial, to residents of the states of AL, AZ, CA, CO, CT, DE, DC, FL, GA, IN, KY, ME, MD, MA, MI, NJ, NY, NC, OH, PA, RI, SC, SD, TX, VA, WA and WV.
SentenceSimilarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.
LPLA 10-Kaccession 0001628280-26-010705
SentenceSimilarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.
LPLA 10-Kaccession 0001628280-26-010705
SentenceSimilarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.
LPLA 10-Kaccession 0001628280-26-010705
SentenceSimilarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.
LPLA 10-Kaccession 0001628280-26-010705
Last reportshaded = implied▲▼ = realized× = |realized| ÷ implied
LPL Financial Holdings Inc.
282.94
Linked news
Expected move
No implied move.