Prices via Intrinio. Supplier and customer ties are extracted from SEC filings and carry the sentence they came from. Not investment advice.
Prices via Intrinio. Supplier and customer ties are extracted from SEC filings and carry the sentence they came from. Not investment advice.
Prev close 358.96 · gapped below the open, never looked back. High/low 347.00 at 4:45 am ET, 341.13 at 10:45 am ET.
LPL Financial Holdings Inc.
Price, suppliers and customers from SEC filings, institutional ownership and the next report.
Nasdaq · Security & Commodity Brokers, Dealers, Exchanges & Services
Sources
sec edgar · verbatim disclosureEach tie, with the sentence that disclosed it. Open a row for the wording and the filing it came from.
“For example, we have an agreement with Refinitiv US LLC ("BETAHost"), under which it provides us key operational support, including data processing services for securities transactions and back office processing support.”
FILING10-K0001628280-26-010705cik 0001397911
“Similarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.”
FILING10-K0001628280-26-010705cik 0001397911
“Similarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.”
FILING10-K0001628280-26-010705cik 0001397911
“The Bank has an agreement with LPL and its affiliates and their insurance subsidiary, LPL Insurance Associates, Inc., to offer the sale of mutual fund shares, unit investment trust shares, general securities, fixed and variable annuities and life insurance.”
FILING10-K0000776901-26-000058cik 0000776901disclosed by INDB
“The Company, through Wye Financial Partners, a division of the Bank, offers full-service investment, insurance and financial planning services through a third-party broker/dealer, LPL Financial, to residents of the states of AL, AZ, CA, CO, CT, DE, DC, FL, GA, IN, KY, ME, MD, MA, MI, NJ, NY, NC, OH, PA, RI, SC, SD, TX, VA, WA and WV.”
FILING10-K0001035092-26-000014cik 0001035092disclosed by SHBI
“This transition allows Wintrust Investments and GLA to focus on the growth of their wealth management business, while outsourcing most of their operational and compliance support to LPL.”
FILING10-K0001015328-26-000007cik 0001015328disclosed by WTFC
“As part of this agreement, LPL engaged JPMorgan Chase Bank to refinance the Term Loan A, extending its maturity by two years from December 5, 2026 to December 5, 2028.”
FILING10-K0001628280-26-010705cik 0001397911
“PTC also provides Individual Retirement Account ("IRA") custodial services for LPL Financial.”
FILING10-K0001628280-26-010705cik 0001397911
“Similarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.”
FILING10-K0001628280-26-010705cik 0001397911
“We offer our customers retail investment products through LPL Financial.”
FILING10-K0000726601-26-000007cik 0000726601disclosed by CCBG
“Similarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.”
FILING10-K0001628280-26-010705cik 0001397911
“4.1 Indenture, dated as of November 12, 2019, among LPL Holdings, U.S. Bank Trust Company National Association, as trustee, and certain subsidiaries of LPL Holdings, as guarantors (incorporated by reference to the Form 8-K filed on November 12, 2019, File No. 001-34963).”
FILING10-K0001628280-26-010705cik 0001397911
“The increase in sales-based commission revenue in 2025 compared to 2024 was primarily driven by an increase in sales of annuities due to increased activity with Prudential.”
FILING10-K0001628280-26-010705cik 0001397911
“10.32 Consulting Agreement, dated July 2, 2025, between Althea Brown and LPL Financial LLC (incorporated by reference to the Form 8-K filed on July 3, 2025, File No. 001-34963).”
FILING10-K0001628280-26-010705cik 0001397911
“LPL Financial is a clearing broker-dealer registered with the SEC, a member of the Financial Industry Regulatory Authority ("FINRA") and a participant in various clearing organizations including the Depository Trust Company, the National Securities Clearing Corporation and the Options Clearing Corporation.”
FILING10-K0001628280-26-010705cik 0001397911
“LPL Financial is a clearing broker-dealer registered with the SEC, a member of the Financial Industry Regulatory Authority ("FINRA") and a participant in various clearing organizations including the Depository Trust Company, the National Securities Clearing Corporation and the Options Clearing Corporation.”
FILING10-K0001628280-26-010705cik 0001397911
“LPL Financial is a clearing broker-dealer registered with the SEC, a member of the Financial Industry Regulatory Authority ("FINRA") and a participant in various clearing organizations including the Depository Trust Company, the National Securities Clearing Corporation and the Options Clearing Corporation.”
FILING10-K0001628280-26-010705cik 0001397911
“Similarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.”
FILING10-K0001628280-26-010705cik 0001397911
“10.20 Fourth Amendment Agreement, dated as of March 10, 2017, among LPL Financial Holdings Inc., LPL Holdings, Inc., certain subsidiaries of the Company, as Guarantors, the lenders party thereto, JPMorgan Chase Bank, N.A., as Administrative Agent, Bank of America, N.A., JPMorgan Chase bank, N.A. and Morgan Stanley Bank, N.A., as Letter of Credit Issuers and JPMorgan Chase Bank, N.A. and Morgan Stanley Bank, N.A., as Swingline Lenders (incorporated by reference to the Form 8-K filed on March 10, 2017, File No. 001-34963).”
FILING10-K0001628280-26-010705cik 0001397911
“10.20 Fourth Amendment Agreement, dated as of March 10, 2017, among LPL Financial Holdings Inc., LPL Holdings, Inc., certain subsidiaries of the Company, as Guarantors, the lenders party thereto, JPMorgan Chase Bank, N.A., as Administrative Agent, Bank of America, N.A., JPMorgan Chase bank, N.A. and Morgan Stanley Bank, N.A., as Letter of Credit Issuers and JPMorgan Chase Bank, N.A. and Morgan Stanley Bank, N.A., as Swingline Lenders (incorporated by reference to the Form 8-K filed on March 10, 2017, File No. 001-34963).”
FILING10-K0001628280-26-010705cik 0001397911
“Similarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.”
FILING10-K0001628280-26-010705cik 0001397911
“Similarly, we continue to expand our support of the wealth management businesses of financial institutions through our institution services channel, which has resulted in strategic relationships with Prudential Advisors ("Prudential"), M&T Bank Corporation, BMO Financial Advisors, CUNA Brokerage Services, Inc., Wintrust Financial, People's United Bank, Bancwest Investment Services and Commerce Financial Advisors.”
FILING10-K0001628280-26-010705cik 0001397911
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LPL Financial Holdings Inc. has 11 disclosed suppliers and 11 disclosed customers. Each one is named in an SEC filing, either LPL Financial Holdings Inc.’s own annual report or the counterparty’s, and carries the sentence that discloses it.
LPLA (LPL Financial Holdings Inc.) has 11 disclosed suppliers and 11 disclosed customers, strongest disclosure first.
Suppliers:
Customers:
Select a tie for the filing sentence that discloses it; select again to open the company. Lines are disclosed suppliers and customers, coloured by industry; the closer to the centre, the more the filings disclose. A dot is green or red by today’s move. Extended: satellites hang off single companies, not bundled sectors.
Largest move on the map today: MTB −1.13%, in financials.